• Promoting a culture of compliance across the business.
• Supporting and contributing to the firm’s AML/CTF framework and providing direct support to the FinCrime Manager
• Conducting KYC reviews and risk assessments for individual, corporate, and financial promotions clients.
• Escalating red flags and high-risk clients to senior members or the MLRO for review.
• Assisting with transaction monitoring reviews and investigations under supervision.
• Contributing to applicable policies and procedures by flagging gaps or inconsistencies.
• Supporting the business in relation to relevant regulatory matters on a day-to-day basis.
• Maintaining accurate documentation and case files in line with regulatory standards.
• Assisting in the development and production of management information and ad-hoc activities assigned by management.

Requirements

• At least 3-5 years relevant experience, preferably gained in a financial services or regulatory environment or financial crime, KYC, or compliance-related role.
• Solid exposure to AML/KYC processes and corporate onboarding experience is preferred
• Good understanding of Wholesale Financial Markets including knowledge and understanding of applicable rules and regulations.
• Experience and/or eager interest in innovation and the crypto world.
• Able to analyze and interpret information from a regulatory and commercial perspective.

Other required Skillset/Traits:

• MLRs knowledge and experience is desirable.
• Strong written and verbal communication skills
• Attention to detail and investigative mindset
• Strong analytical skills including problem solving and solution-orientated thinking
• Able to use initiative, work unsupervised and comfortable taking responsibility
• Energetic personality with the drive to effect change and develop relationships across all levels of the business
• Degree or relevant industry qualifications - desirable